Our Story
Uppenberg Associates was founded to guide and assist FinTechs as they navigate the compliance environment.
Many FinTechs are conducting activities or offering products that, in the eyes of a regulator, are like a bank product. A single product doesn’t warrant becoming a full bank, but you still need to meet regulatory requirements.
Uppenberg Associates draws on Jamie’s experience and expertise to help start-ups and young firms navigate building a compliant compliance program.
Jamie can partner with your current staff or go in-house as an interim CCO to lead your team to audit-ready compliance.
When you work with Uppenberg Associates, you’re working with someone who’s been through it before, knows what to expect, and can deliver.
