SERVICES

TRAINING SERVICES

Jamie Uppenberg can coach your FinTech’s compliance team

Sometimes you like your current personnel, you just need methodology.

You might have tried to develop this methodology in-house, but it’s not happening fast enough.

Jamie can provide a way to get your FinTech compliant faster so that your controllers can then maintain on their own.

Jamie’s method is easy to understand, implement, and monitor. Trainings that are great for a week and lost in a day are not useful!

Get training that really changes behavior and can be assessed for effectiveness.

“I learned so much from Jamie’s coaching, the structures were so much easier to manage when we were back on our own again. We can train people more easily with the structures set up too. All around easier compliance environment to manage.”

Thomas Marino

Head of Compliance

Customized compliance training

Jamie can coach your current Chief Compliance Officer or bring in methods to improve many functions within the risk and compliance required deliverables. Maybe you need your documentation to work more effectively so controllers know their responsibilities and can be held accountable. Maybe you need many people at the firm educated on the difference between policies and procedures, so you get more and better procedures completed. Jamie can provide custom training to individual departments, whether it’s Financial Crimes Training for operations staff or Anti-Bribery and Corruption Training for business development personnel.

What training services do you need?

It’s preferred to train the entire compliance function to a robust and effective methodology, but whatever your individual training or coaching needs are a custom review can be done to get you just what you need.

Our training services include:

A custom review to understand the specific challenge you’re looking to resolve
Assurance that whatever training is selected will be adjusted to solve the challenges you’ve outlined
Feedback during the training process on the effectiveness of activities
Tools to ensure those trained can maintain and/or monitor their own effectiveness as they use the activities provided during training

Benefits of working with a consultant

Speed

Jamie has proven methodology that has previously resolved challenges like yours for other firms.

Realistic Approach

Jamie always listens to the reality of the situation that is occurring at your firm, so she can ensure the work that is done has the most opportunity to be effective.

Goal of Self-Control

Jamie trains in a way that allows those involved to be self-sufficient afterwards, including using the tools, methods, approaches, requirements provided.

FAQs

I’m concerned about making our compliance goals all year, how can one training really help?

Because the training is customized to solve your specific challenges, it can be tailored to the year and still fit your budget. Sometimes trainings are over time with specific milestones to be met in between.

I don’t even know what I need, so how do I request a training for challenges I half understand?

During assessment, we’ll get an understanding of the gaps and explain them, as well as options for resolution. There are usually many ways to resolve gaps and close challenges, and all this can be explained so you’ll know better what you should have and thus what you’re going to get.